3페이지 내용 : Direct Investment• STEP 1 A foreign individual investor may contact a licensed brokerage company holding Korea Exchange Membership • STEP 2 , , , . The investor may check if the company offers proxy services including custodian FX and IRC registration* etc , ( ). * In order to invest in the Korean markets directly the investor should acquire Investor Registration Certicate IRC , ( : . . . ) For the details of the registration process and required documents visit FSS website http //english fss or kr • STEP 3 . , The investor may enter into a proxy contract with the brokerage company Then the investor opens an account at the company and deposits funds into the account. • STEP 4 The investor may start trading using a method allowed in the account. Indirect InvestmentA foreign individual investor can indirectly invest in the Korean stock market through diverse investment vehicles available . : in the market including mutual funds and ETFs The list of ETFs having exposure to the Korean stock market is as follows • ETFs Allocating 95% or more of its assets to Korean Stocks Domicile Exchange Ticker Name Australia ASE IKO AU Equity ISHARES MSCI SOUTH KOREA ETF France Euronext Paris KRW FP Equity LYXOR MSCI KOREA-C-EUR France Euronext Paris PKRW FP Equity LYXOR PEA MSCI KOREA Hong Kong Hong Kong 3041 HK Equity VALUE KOREA ETF Hong Kong Hong Kong 9170 HK Equity ISHARES CORE KOSPI20 ETF-USD Ireland London HKOR LN Equity HSBC MSCI KOREA UCITS ETF Ireland London IKOR LN Equity ISHARES MSCI KOREA Ireland SIX Swiss Ex CSKR SW Equity ISHARES MSCI KOREA USD ACC Luxembourg Xetra ETF XMKO GR Equity X MSCI KOREA Taiwan Taiwan 00667 TT Equity YUANTA KOSPI 200 ETF United States NASDAQ GM FKO US Equity FIRST TRUST SOUTH KOREA United States NYSE Arca DBKO US Equity XTRACKERS MSCI SOUTH KOREA H United States NYSE Arca EWY US Equity ISHARES MSCI SOUTH KOREA ETF United States NYSE Arca FLKR US Equity FRANKLIN FTSE SOUTH KOREA United States NYSE Arca HEWY US Equity ISHARES CUR HDG MSCI S KOREA : * Source Bloomberg 3
4페이지 내용 : • ETFs Allocating 20% or more of its assets to Korean Stocks Domicile Exchange Ticker Name Australia ASE ASIA AU Equity BETASHARES ASIA TECH TIGERS Australia ASE IAA AU Equity ISHARES ASIA 50/AUS France Euronext Paris LEMO FP Equity LYXOR MSCI SELECT OECD EM Ireland London HMFD LN Equity HSBC MSCI EM FAR EAST UCITS Ireland London ISDE LN Equity ISHARES MSCI EM ISLAMIC Ireland London ISFE LN Equity ISHARES MSCI AC FE X-JP SML Ireland London VDPX LN Equity VANGUARD FTSE ASIA PAC EX JP Ireland Xetra ETF UIQI GR Equity UBS ETF MSCI AC ASIA EX JPN Taiwan Taiwan 00735 TT Equity CATHAY KR/TW IT PREMIER ETF United States CBOE BZX REEM US Equity OPPENHEIMER EMERGING MARKETS United States NASDAQ GM AIA US Equity ISHARES ASIA 50 ETF United States NASDAQ GM BICK US Equity FIRST TRUST BICK INDEX FUND United States NASDAQ GM EMXC US Equity ISHARES MSCI EMR MRK EX CHNA United States NASDAQ GM FPA US Equity FIRST TRUST ASIA PAC EX-JAPN United States NYSE Arca KEMQ US Equity KRANESHARES EMERGING MARKETS United States NYSE Arca KMED US Equity KRANESHARES EMERGING MARKETS United States NYSE Arca KORU US Equity DIREXION DAILY SK BULL 3X United States NYSE Arca PAF US Equity INVESCO FTSE RAFI ASIA PACIF United States NYSE Arca UEVM US Equity USAA MSCI EM MKT VAL MOM ETF : * Source Bloomberg ※ Investor Registration Certificate and Foreign Ownership Limit ( ) Korea sets Foreign Ownership Limit FOL for companies that perform businesses affecting the national economy , . greatly including national infrastructure industries . The list of issues with FOL in accordance with the Financial Services and Capital Markets Act etc is shown as , , ( : below and for more detailed information on limit reaching status by issue please refer to the website of KRX http// . . . →(81006) ) global krx co kr Foreign Ownership for Each stock Governing FOL KOSPI Market KOSDAQ Market Law Total Person FSCMA 40% 3% KEPCO - EYESVISION, GREEN CROSS CELL, KRTnet, TBA 49% - KT, LG Uplus, SKTelecom SEJONG TELECOM IPA 30% 15% Kogas - 0% - SBS KNN, SBS Contents Hub, TBC Broad- 10% - - YTN casting Act 49% - CJ Hello, Hyundai HCN, HYUNDAI CCS, CJ ENM, DChosun, GSHS, HOMESHOP, KT Skylife InfoBank, KMH, KTH, WOW ASIA BUSINESS DAILY, PNA 30% - Jcontentree,Sports Seoul Aviation Asiana Airlines, JEJU AIR, JIN AIR, 49.99% - - Act KAL, KAL(1P), Twayair : • FSCMA Financial Investment Services and Capital Markets Act : • TBA Telecommunications Business Act : • IPA Act on The Improvement of Managerial Structure and Privatization of Public Enterprises : , . • PNA Act on the Promotion of Newspapers etc 4